Disclosure Information

Cantella is committed to helping you meet your investment goals. We hold your private information in the utmost confidence, sharing it only when necessary to service your account. Our company Privacy Policy and Code of Ethics contain more information about the level of trust you can expect when you work with our financial advisors. The menu on the left also contains other important disclosure documents. We encourage you to read these documents carefully and to contact your advisor or our Compliance Department should you have any questions.

Additional Information

• Non-Fiduciary Direct Business 408(b)(2) Disclosure
• Non-Fiduciary Brokerage Window 408(b)(2) Disclosure
• How We Support You And Your Financial Advisor
• Brokerage Account Fee Schedule
• Client Bill of Rights
• New Account Welcome Letter
• Business Continuity Plan
• Retirement Plan Withdrawals Information & Disclosure.
• Form ADV 2A Firm Brochure (MAS, MAC, CAM)
• Code of Ethics
• Privacy Policy
• Margin Disclosure
• Order Routing (Rule 606) Information
• Patriot Act
• FINRA Investors Alert
• Variable Annuity Brochure
• FINRA Broker Check

Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any mutual fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. The use of the Cantella & Co., Inc. web site (www.cantella.com) is at your own sole risk. The web site, www.cantella.com, is provided on an "as is" and "as available" basis. Cantella & Co., Inc. makes no warranty that the site will be uninterrupted, timely, secure or error free.

This web site is published solely for informational purposes and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments. References made to third parties are based on information obtained from sources believed to be reliable but are not guaranteed as being accurate. Visitors should not regard it as a substitute for the exercise of their own judgment. Any opinions expressed in this site are subject to change without notice and Cantella & Co., Inc. is not under any obligation to update or keep current the information contained herein. Cantella & Co., Inc. accepts no liability whatsoever for any loss or damage of any kind arising out of the use of all or any part of this material. Some comments are an expression of opinion. While we believe our statements to be true, they always depend on the reliability of our own credible sources. We recommend that you consult with a licensed, qualified investment advisor before making any investment decisions.

Trademarks and service marks herein are their owners' property. Third-party data providers make no warranties or representations of the accuracy, completeness, or timeliness of their data and shall not have liability for any damages relating to such data.

Additional information on recommended securities is available on request.

Diversification does not ensure a profit or guarantee against a loss. There is no assurance that any investment strategy will be successful.

Investing involves risk and you may incur a profit or a loss.

The information on this site is intended for informational purposes only and does not constitute, and should not be construed as, professional, legal or tax advice. To determine your individual tax or legal situation and specific needs, please consult a professional tax advisor.

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